探花视频

The UK鈥檚 three-year probations are needless and counterproductive

Keeping highly trained people on tenterhooks for so long undermines the conditions necessary for innovation, says a university manager

Published on
February 29, 2024
Last updated
February 29, 2024
Oil painting of the Sword of Damocles, 1812 to illustrate UK sector鈥檚 three-year probations are needless and counterproductive
Source: The Picture Art Collection/Alamy
Oil painting of the Sword of Damocles, 1812

So you have spent months advertising a聽role, shortlisting, interviewing, selecting and then negotiating, perhaps even persuading the favoured candidate that you are the best choice among a聽range of聽other suitors. And then you place that person on a聽three-year probation. Does this strike you as聽odd?

This scenario occurs in UK聽universities all the time, especially for academic posts in聽the Russell Group. This is聽largely because of an聽agreement between universities and what was then the Association of聽University Teachers struck way back in聽the 1970s. Yet the purpose of a聽sociological imagination is to聽question things that might seem obvious or聽just the way things are done. To聽me, such long probation periods seem highly unusual and counterproductive.

In other industries, even a probationary period as long as one year 鈥 as is more typical in post-92 institutions 鈥 is聽extremely unusual, even for very senior roles. Yet in Russell Group universities, three years is common even for permanent entry-level academic posts (which in many fields are already highly competitive). Often, there are also stipulations that this period may be extended further if the employee is聽not meeting agreed standards. So聽while those appointed might consider themselves fortunate to have moved beyond temporary postdoctoral contracts, they still have only one foot in the door 鈥 and sometimes still can鈥檛 get a聽mortgage.

It is true that, in my several years of sector experience, now in a management role, probation failures are uncommon. But even if people sail through, they rarely do so without considerable personal anxiety. I聽have seen even very high performers exhibit great relief when their permanent employment is聽confirmed.

探花视频

ADVERTISEMENT

Despite its obvious relevance to universities鈥 own practice, research about the efficacy of academic probation is hard to find. Most academic literature on probation relates, instead, to聽criminal offender rehabilitation. And that connotation is part of the problem. Words are powerful. Talk of probation implies that someone might be a risk, requires close monitoring and might need to be reprimanded. It makes them feel unsafe.

Unlike academic probation, there is a fair bit of research on psychological safety. We know that psychologically safe work environments, in which employees feel free to take interpersonal risks, better facilitate the creation of new ideas: precisely the purpose of universities. As a manager and a leader, I聽rely on constructive challenge to improve my performance and that of my team. Team members need to feel able to deviate from the normal ways things are done and push the boundaries of what is possible. Yet pursuing conformity is exactly what most probationers feel they need to聽do to聽be confirmed.

探花视频

ADVERTISEMENT

Working on a short leash poses further challenges. A聽lot can happen in three years. People can have or adopt children, sometimes multiple times. Most of us are likely to fall ill at least once, some of us for an extended period. Those close to us can also become unwell, require long-term care and even die. A聽diverse team will likely be composed of those with such experiences, and diverse teams are what we want because team performance greatly relies on access to a wide range of knowledge, skills and abilities. Yet such personal challenges, alongside the stress of the probation itself, might overwhelm some people. They might feel less able than regular staff in the same roles to pull away from work commitments to focus on overcoming them.

There are a few easy fixes here. First, let鈥檚 stop talking about 鈥減robation鈥 and instead talk about 鈥渙rientation鈥. This should be about supporting people to聽do their best work for themselves, their teams and their organisations. It should not be about reminding them that their behaviour and performance is being more closely monitored than that of their colleagues and that it might yet be decided that they are not a good fit.

Second, let鈥檚 shorten the length of probation. We know far more about what we are getting from new hires than most sectors do. They typically come with degrees that are highly specific to their role and often have significant research training, too 鈥 not to mention passion for their work. So they arguably carry significantly less risk than new hires in other industries, who might have had no聽prior exposure to the field.

Moreover, dismissals in the first two years of employment are generally not unlawful in the UK (unless through discrimination). So why do we feel the need to reinforce the sense that new hires鈥 employment is vulnerable by labelling them probationers?

探花视频

ADVERTISEMENT

Third, let鈥檚 ensure that there are clear expectations of the employer as well as of the employee during the probation period, and that managers are trained to apply the criteria fairly and consistently. A聽requirement to offer opportunities for development will ensure that the process favours the employee.

By supporting new hires to thrive, rather than just survive, universities will be doing right not only by those new hires but also by the funders and taxpayers who support higher education institutions to be engines of innovation and progress.

The author is a manager at a Russell Group university.

Register to continue

Why register?

  • Registration is free and only takes a moment
  • Once registered, you can read 3 articles a month
  • Sign up for our newsletter
Please
or
to read this article.

Related articles

Reader's comments (3)

All very relevant points. A three-year probation period is significantly outdated in modern employment terms. University employment further adds to the problems because, compared with a number of other sectors of graduate employment with more potential employers in a given geographical area, in some parts of the country university employment opportunities are scattered 鈥 an employee may not easily be able to remain in the same home etc whilst serving their unduly lengthy probationary period and waiting to see what happens. This is bad for individuals and bad for universities 鈥 the latter in terms of the reputation of the sector as considerate modern employers and ensuring the very best pool of applicants. In graduate employment terms, unattractive comparable salaries and lack of job security for so many years is likely to ensure that the very best graduates (especially those in subjects which have direct employment relevance outside of academia) look elsewhere to build their careers.
A much needed article. Just a couple of observatrions: Failures of probabtion are not always rare: In the last decade my department hired 7 new lecturers. 2 of which failed probation and had to leave. Of the remaining 5, only 1 made it through probabtion without an extension. Of note we had very specific criteria, similar to that found for tenure in the US: Complete a diploma in teaching. Score more than 50% in teaching evals. Publish at least one journal article judged REF 3* or better, and secure sufficient funding to employ a postdoc for 3 years. Secondly, and this is elluded to in the article, but should be pointed out: probation has no standing in law. You cannot be sacked for "failing probation". Before 2 years, you cannot sue your employer for unfair dismissal, unless for one of the "automatically unfair" reasons (like discrimination). After two years, you have the right not to be dismissed unless for one of the allowed reasons, and "failling probation" isn't one of them. Mostly dismissals of people failing probation would come under "capability to perform the role" - but the law would say that this should apply just as much to someone who had passed probation, as someone who hasn't, and applying one definition of capability to people who hadn't pass probation, and a different one to people who had, would be unfair dismissal.
There was a five-year probation in some places!

Sponsored

Featured jobs

See all jobs
ADVERTISEMENT