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Reflections on the REF

The REF may no longer be the only game in town, but it remains a dominant force in UK research. So as the REF 2021 results are released, is it still fit for purpose?

Published on
May 12, 2022
Last updated
May 12, 2022
Kaleidoscope effect of a man wearing a face mask to illustrate Reflections on the REF
Source: Getty

The Research Excellence Framework, like losing hair and acquiring an encyclopedic knowledge of acronyms, is a yardstick with which to measure one鈥檚 journey in UK聽higher education.

My first was in 2008 (OK, technically an RAE), my second in 2014, which I聽assumed at the time would also be my last (assessment frameworks may go聽on and聽on, but editors tend not聽to).

Here we are eight years later, though, getting to grips with another set of REF results, and the divvying-up of billions of pounds in quality-related (QR) research funding, not to mention bragging rights.

The passing of time has, however, brought changes to the REF. So is this latest exercise better or worse than the聽previous one? And what comes next?

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For David Price, outgoing vice-provost (research) at UCL, the positives include a more joined-up approach across the main panels and the fact that all research-active staff had to be submitted this time (a聽recommendation made by Lord Stern in his eponymous review in聽2016).

The game-playing that was such a feature of REF 2014 was 鈥渘ot聽noticeable鈥, Price said, and if the new rules about universal submission led to a rise in teaching-only contracts in some institutions, then that could be seen as 鈥渞esolving contractual ambiguities鈥 rather than anything untoward.

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Weighed against this, for Price, were the challenges that had arisen during the REF assessment process because of Covid, while he argued that institutional environment statements were 鈥渙f little value鈥, and聽observed that聽because聽outputs represented only a small fraction of UK activity in many units of assessment, it was difficult to draw conclusions from REF 2021 about the 鈥渉ealth of the nation鈥.

Another question is whether the REF is too onerous and bureaucratic an聽exercise.

James Wilsdon, director of the Research on Research Institute, pointed to a 2021 survey of researchers鈥 , which found that while the burden on individuals had reduced, for institutions it had, if anything, got worse.

He regretted that the recommendations of the Stern review had been partially rather than fully implemented: 鈥淲e got a watered-down version, thanks to pushback from Russell Group universities, which have the biggest vested interest in maintaining the status聽quo. Plus, as聽always happens, some individual institutions over-interpreted or policed the implementation, creating a more rigid, inflexible or brutal process at a local level than intended.鈥

One of the changes, in comparison with 2014, is that the REF is no longer the only game in town.

There is the Teaching Excellence Framework and the Knowledge Exchange Framework; university rankings track performance and bestow prestige; and while increases in R&D support are promised, the government tends to favour specific funding, rather than QR, over which it has less control.

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So what might the future hold for this central piece of the UK聽research machinery?

Gemma Derrick, associate professor of higher education at the University of Bristol, says that, on聽balance, 鈥渁聽world with REF is still better than a聽world without聽REF鈥.

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However, in her view, 鈥渢he REF as a tool has suffered from a loss of purpose鈥, and it is time to harness its power in new ways, to 鈥渞e-purpose the REF towards incentivising desirable research behaviour, rather than simply assessing past performance鈥.

Both Price and Wilsdon say that as long as QR exists as a strand of research funding, then the REF or some reincarnation of it will be necessary 鈥 not least because, in Price鈥檚 words, 鈥渢he Treasury will require some audit process that the money is well spent聽鈥 REF provides that assurance鈥.

But Wilsdon senses that 鈥渢he stars are now aligning to support a more radical overhaul of the exercise than at any point in the last 25聽years鈥.

The Future Research Assessment Programme, set up by Research England in 2020 to review the REF and wider research system, is expected to report towards the end of this year. 聽When it does, says Wilsdon, 鈥渋t will be up to ministers to decide how radical they want to聽be鈥.

Perhaps that is the key point: like it or not, the REF is really all about politics. Politicians are contractually obliged to hate bureaucracy, and might therefore take a dim view of such an exercise, which came with a 拢250聽million price tag last time around.

On the other hand, they like accountability (for聽others), and they like mechanisms via which they can assert at least some control聽鈥 for example, incentivising impact.

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For as long as it serves a political purpose and defends QR, the REF is probably worth聽it.

john.gill@timeshighereducation.com

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