The research councils have clawed back more than 拢2聽million from universities and other institutions in the past five years for failing to submit adequate financial and other reports.
A Freedom of Information request also reveals large variations in the severity of sanctions, with the Engineering and Physical Sciences Research Council issuing fines totalling almost 拢1.5聽million in the period measured, while the Arts and Humanities Research Council issued none.
Sanctions are levied against research institutions that fail to meet the administrative terms and conditions of their funding, such as filing financial expenditure reports. Research Councils UK guidance says councils can recover 20 per cent of their grant expenditure if the reports are late and all of it 鈥渋f the report or statement is not received within six months of the end of the grant鈥.
The FoI responses show that at least 拢2,442,954 has been issued in sanctions over the five-year period, not including fines that were later cleared on appeal.
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But there are massive variations between councils. The EPSRC issued 拢1,420,471 in sanctions, although 拢704,455 of this could still be subject to appeal. The figures for the Natural Environment Research Council and the Economic and Social Research Council are 拢315,943 and 拢341,476, respectively. The Biotechnology and Biological Sciences Research Council fined three universities a total of 拢315,179 in the past two years.
By contrast, neither the Science and Technology Facilities Council nor the AHRC applied any, while the Medical Research Council reports just one (for 拢46,985).
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A spokeswoman for RCUK said fresh guidance on sanctions was issued in March, adding that previously there had been no 鈥渇ormal harmonised process鈥. However, she said the guidance required 鈥渧ery few changes鈥 as 鈥渕ost of the councils were operating in similar ways鈥, albeit on a case-by-case basis.
鈥淭here may have been some subtle differences in the ways the councils approached things before: one may have experienced an institution repeatedly submitting its final reports late, so its approach to lifting a sanction for that institution may have been different,鈥 she said.
The triggers for fines had varied: almost two-thirds of Nerc fines were for late 鈥渟tarting certificates鈥, a Nerc-only sanction that was scrapped as part of the March 鈥渉armonisation鈥 process.
The University of Edinburgh (拢291,132 by the EPSRC), Goldsmiths, University of London (拢114,408 by the ESRC) and the University of Bristol (拢193,521 by the BBSRC) are among the institutions hit with the biggest fines.
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Bristol said 鈥渁n administrative oversight鈥 led to part of its reporting being submitted just one week late. It appealed, but unsuccessfully.
Goldsmiths said that 鈥渁dministrative confusion鈥 in two projects led to its fine, although the research 鈥渨as completed successfully, on schedule and within budget鈥, with one project receiving 鈥渁n 鈥榦utstanding鈥 evaluation from the ESRC鈥.
An Edinburgh spokesman said it would 鈥渢ake steps鈥 to improve its reporting.
No individual council wished to add to the RCUK statement.
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