Academic interest in 鈥渟ocial relevance鈥, 鈥減ublic value鈥 and 鈥渘on-academic impact鈥 is as old as the political and social sciences. Many of these disciplines were forged precisely out of a commitment to using scientific methods and insights to drive positive social change.
But the rise of the 鈥impact agenda鈥 about 15 years ago, and especially the incorporation of impact into the 2014 research excellence framework, marked a sea change in such concepts鈥 prominence across the disciplines. Next week鈥檚 completion of the 2021 REF 鈥 in which the weighting of impact has risen from 20聽per cent to 25聽per cent of overall scores 鈥 is an opportune moment to take stock of how academic practice, culture and structures have evolved during the impact era.
As a political scientist who has operated at the intersection between research and policy for my entire career, I聽see the changes as mostly positive. My sense is that academic culture has become far less resistant to the imposition of impact as an explicit requirement when thinking about or conducting research. Early career researchers are often particularly enthusiastic about 鈥渆ngaging with multiple audiences in multiple ways鈥 鈥 to borrow a phrase from the sociologist Michael Burawoy.
The framing of discussions about impact has also changed. Instead of focusing on the role of academics, higher education or universities, conversations generally revolve around facilitating mobility across the research, development and innovation ecosystem 鈥 that is, across traditional disciplinary, organisational and professional boundaries.
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This has prompted funders to recognise that their modern role is not just to fund research but also to build research infrastructure. They are now engaged in nurturing skills, and , not merely of academics but also of research support staff and the who are often key members of research teams. Funders are also investing in synthetic research, translational capacities, and the creation of new boundary-spanning platforms or opportunities. Anyone who doubts this drift would do well to read UK聽Research and Innovation鈥檚 .
It is surely going too far to accuse people who produce REF-related impact case studies聽of having 鈥渃ravings for acceptance鈥 and being 鈥渆nsnared by an infatuation with their self-image鈥, as Richard Watermeyer, professor of higher education at the University of Bristol, reports many scholars do in his 2019 book Competitive Accountability in聽Public Life. As a former national 鈥渋mpact champion鈥 for the Economic and Social Research Council, I鈥檓 guessing that my status as a posing, greedy, self-serving opportunist is beyond dispute 鈥 but could it be that hidden within such hyperbole lurks a聽deeper issue that warrants a more balanced discussion?
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One of the key shifts that has occurred within the research funding landscape, within and beyond the UK, is that policy engagement has come to be seen as, by聽definition, a聽good thing 鈥 as has nurturing forms of co-production and co-design of research. But such fixed ideas raise issues of academic independence, criticality and control.
Noam Chomsky鈥檚 work on 鈥溾, published in 1967, distinguishes between 鈥渢echnocratic and policy-orientated intellectuals鈥 and 鈥渧alue-orientated intellectuals鈥. The former are 鈥渢he good guys鈥 in the eyes of the establishment, serving the needs of the system; while the latter are 鈥渢he bad guys鈥, who dare speak truth to power, expose lies and engage in critical analysis. My 25 years of working in Whitehall and Westminster have taught me that, in reality, 鈥渢echnocratic and policy-orientated intellectuals鈥 can exert considerable critical influence on politicians; being engaged and policy-focused is not necessarily the same as being passive. The flip side is that those intellectuals who heckle from the sidelines but refuse to engage are themselves very often impotent by choice 鈥 like political parties who hold their principles so purely that they never win the power required to influence anything.
Still, the arm in the traditional 鈥渁rm鈥檚-length鈥 relationship between ministers and research funding agencies has in recent years become significantly shorter. This is not a criticism, just a statement of fact. And research funding is increasingly linked to state-directed societal challenges that require academics to work within a specific idiom, and ideally through forms of co-creation with potential research users. This is where Chomsky鈥檚 distinction and even Watermeyer鈥檚 concerns about impact begin to gain traction. The notion of relevance risks mutating towards forms of deference, co-option and control.
Balancing engagement and criticality 鈥 or autonomy and control 鈥 has emerged as the deep story when it comes to rethinking policy impact. We need to maintain a healthy balance between 鈥渢echnocratic and policy-orientated intellectuals鈥 and 鈥渧alue-orientated鈥 scholars. Disruptive disengagement from policymaking is in some ways likely to be extremely healthy, in both intellectual and democratic terms. But encouraging, nurturing and supporting scholars who are both value-orientated and policy-engaged is probably even more important.
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This demands rethinking the role, limits and paradoxes of policy engagement 鈥 alongside a broader conversation about how a commitment to relevance can retain a criticality that protects it from becoming a synonym for deference.
Matthew Flinders is professor of politics at the University of Sheffield. He is also vice-president of the Political Studies Association, chair of the Universities Policy Engagement Network and a professorial civic fellow at the Institute for Community Studies at the Young Foundation.
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